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The Colonial Period
The early 1600s saw the
beginning of a great tide of emigration from Europe to North America. spanning
more than three centuries, this movement grew from a trickle of a few hundred
English colonists to a floodtide of newcomers numbered in the millions.
Impelled by powerful and diverse motivations, they built a new civilization on
a once savage continent.
The first English immigrants to
what is now the United States crossed the Atlantic long after thriving Spanish
colonies had been established in Mexico, the West Indies, and South America.
Like all early travelers to the New World, they came in small, overcrowded
ships. during their six- to twelve-week voyages they lived on meager rations. Many
of them died of disease; ships were often battered by storms, and some were
lost at sea.
To the weary voyager the sight
of the American shore brought immense relief. Said one chronicler: “The
air at 12 leagues’ distance smelt as sweet as a new-blown
garden.” The colonists’ first glimpse of the new land was a
vista of dense woods. True, the woods were inhabited by Indians, many of whom
were hostile, and the threat of Indian attack would add to the hardships of
daily life. But the vast, virgin forests, extending nearly 2,100 kilometers
along the eastern seaboard from north to south, would prove to be a
treasure-house, providing abundant food, fuel, and a rich source of raw
materials for houses, furniture, ships, and profitable cargoes for export.
The first permanent English
settlement in America was a trading post founded in 1607 at Jamestown, in the
Old Dominion of Virginia. This region was soon to develop a flourishing economy
from its tobacco crop, which found a ready market in England. By 1620, when women
were recruited in England to come to Virginia, marry, and make their homes,
great plantations had already risen along the James River, and the population
had increased to a thousand settlers.
The Land is settled
Though the new continent was
remarkably endowed by nature, trade with Europe was vital for the import of
articles the settlers could not yet produce. The coastline served the
immigrants well. The whole length of shore provided innumerable inlets and
harbors. Only two areas―North Carolina and southern New Jersey―lacked
harbors for ocean-going vessels.
Majestic rivers―the
Kennebec, Hudson, Delaware, Susquehanna, Potomac, and numerous others―linked
the coastal plain and the ports with Europe. Only one river, however―the
St. Lawrence, dominated by the French in Canada―offered a water
passage into the heart of the continent. Dense forests and the formidable
barrier of the Appalachian Mountains discouraged settlement beyond the coastal
plain. Only trappers and traders plunged into the wilderness. For a hundred
years the colonists built their settlements compactly along the coast.
The colonies were
self-sufficient communities with their own outlets to the sea. Each colony
became a separate entity, marked by a strong individuality. But despite this
individualism, problems of commerce, navigation, manufacturing, and currency
cut across colonial boundaries and necessitated common regulations which, after
independence from England was won, led to federation.
The coming of colonists in the
17th century entailed careful planning and management, as well as considerable
expense and risk. Settlers had to be transported nearly 5,000 kilometers across
the sea. They needed utensils, clothing, seed, tools, building materials,
livestock, arms, and ammunition. In contrast to the colonization policies of
other countries and other periods, the emigration from England was not
sponsored by the government but by private groups of individuals whose chief
motive was profit.
Two colonies, Virginia and
Massachusetts, were founded by chartered companies whose funds, provided by
investors, were used to equip, transport, and maintain the colonists.
In the case of the New Haven
colony (later a part of the colony of Connecticut), well-to-do emigrants
themselves financed the transport and equipment of their families and servants.
Other settlements―New Hampshire, Maine, Maryland, the
Carolinas, New Jersey, and Pennsylvania―originally belonged to proprietors,
members of the English gentry or nobility who, as land lords, advanced funds
for settling tenants and servants upon lands granted to them by the King.
Charles I, for instance,
granted to Cecil Calvert (Lord Baltimore) and his heirs approximately 2,800,000
hectares that were later to become the state of Maryland. Charles II dispensed
grants that were to become the Carolinas and Pennsylvania. Technically, the
proprietors and chartered companies were the King's tenants, but they made only
token payments for their lands. Thus, Lord Baltimore gave the King two Indian
arrowheads each year, and William Penn gave him two beaver skins.
The thirteen colonies that
eventually became the United States were New Hampshire, Massachusetts, Rhode
Island, Connecticut, New York, New Jersey, Pennsylvania, Delaware, Maryland,
Virginia, North Carolina, South Carolina, and Georgia. The individual colonies
reflected their varying origins. Several were simply off-shoots of other
settlements: Rhode Island and Connecticut were founded by people form
Massachusetts, the mother-colony of all New England. Georgia was established
for benevolent and practical reasons by James Edward Oglethorpe and a few
colleagues whose plan was to release imprisoned debtors from English jails and
send them to America to establish a colony that would serve as a bulwark
against the Spaniards to the south. The colony of New Netherland, founded in
1621 by the Dutch, came under English rule in 1664 and was renamed New York.
Most European emigrants left
their homelands for greater economic opportunity―an urge
frequently reinforced by the yearning for religious freedom, or a determination
to flee from political oppression. Between 1620 and 1635 economic difficulties
swept England. Many people could not find work. Even skilled artisans could
earn little more than a bare living. Bad crops added to the distress. In
addition, England's expanding woolen industry demanded an ever-increasing
supply of wool to keep the looms running, and sheep-raiser began to encroach on
soil hitherto given over to farming.
The search for religious and political freedom
During the religious upheavals
of the 16th and 17th centuries, a body of men and women called Puritans sought
to reform the Established Church of England from within. Essentially, they
demanded more complete protestantization of the national church and advocated simpler
forms of faith and worship. Their reformist ideas, by destroying the unity of
the state church, threatened to divide the people and to undermine royal
authority.
During the reign of James I, a
small group of Separatists―a radical sect, mostly humble country
folk who did not believe the Established Church could ever be reformed to their
liking―departed for Leyden, Holland, where they were
allowed to practice their religion as they wished. Later, some members of this
Leyden congregation, who became known as the "Pilgrims," decided to
emigrate to the New World, where, in 1620, they founded the colony of Plymouth.
Soon after Charles I ascended
the throne in 1625, Puritan leaders in England were subjected to what they
viewed as increasing persecution. Several ministers who were no longer allowed
to preach joined the Pilgrims in America, accompanied by their followers.
Unlike their earlier emigrants, this second group, which established the
Massachusetts Bay Colony in 1630, included many persons of substantial wealth
and position. By the end of the next decade, a Puritan stamp had been placed
upon a half-dozen English colonies.
But the Puritans were not the
only colonists driven by religious motives. Dissatisfaction with their lot in
England led William Penn and his fellow Quakers to undertake the founding of
Pennsylvania. Similar concern for English Catholics was a factor in Cecil
Calvert's founding of Maryland. And in Pennsylvania and North Carolina, many
colonists―dissidents from Germany and Ireland―sought
greater religious freedom as well as economic opportunity.
Political considerations also
influenced many people to move to America. in the 1630s, arbitrary rule by
England's Charles I gave impetus to the migration to the New World. And the
subsequent revolt and triumph of Charles' opponents under Oliver Cromwell in
the 1640s led many cavaliers―"King's men"―to
cast their lot in Virginia. In Germany, the oppressive policies of various
petty princes, particularly with regard to religion, and the devastation caused
by a long series of wars helped swell the movement to America in the late 17th
and the18th centuries.
In some instances, men and
women with little active interest in a new life in America were induced to make
the move by the skillful persuasion of promoters. William Penn publicized the
opportunities awaiting newcomers to the Pennsylvania colony. Ships' captains,
who received large rewards from the sale of service contracts of poor migrants,
used every method from extravagant promises to actual kidnapping to embark as
many passengers as their vessels could hold. Judges and prison authorities were
encouraged to offer convicts a chance to migrate to America instead of serving
prison sentences.
Few Were Able to Pay their Way
Relatively few colonists could finance
the cost of passage for themselves and their families and of making a start in
the new land. For those who could not, the expenses of transportation and
maintenance were paid by colonizing agencies like the Virginia Company and the
Massachusetts Bay Company. In return, the settlers agreed to work for the
agencies as contract laborers. Many who came to the New World under this
arrangement soon discovered that, since they were expected to remain servants
or tenants, they were no better off than if they had stayed at home.
In time, the system proved a
handicap to successful colonization, and a new way was found to attract
settlers to America. Companies, proprietors, and individual families entered
into negotiable contracts with prospective settlers who, in exchange for
passage and maintenance, bound themselves to labor for the contract-holder for
a limited time―usually form four to seven years. Free
at the end of this term, such settlers would be given "freedom dues,"
sometimes including a small tract of land.
It has been estimated that half
the settlers living in the colonies south of New England came to America under
this system, as "indentured servants." Although most of them
fulfilled their obligations faithfully, some ran away from their employers. Nevertheless,
many of these too were able to secure land and set up homesteads, either in the
colonies in which they had originally settled or in neighboring ones.
No social stigma was attached
to a family that had its beginning in America under this semi-bondage. Every
colony had its share of leaders who were former indentured servants.
Most of the settlers who came
to America in the 17th century were English, but there was a sprinkling of
Dutch, Swedes, and Germans in the middle region, a few French Huguenots in
South Carolina and elsewhere, and a scattering of Spaniards, Italians, and
Portuguese. Still, non-English settlers represented barely 10 per cent of the
total.
Many Cultures Blend
After 1680, large numbers of
immigrants came from Germany, Ireland, Scotland, Switzerland, and France; and
England ceased to be the chief source of immigration. Again, the new settlers
came for various reasons. Thousands fled from Germany to escape the path of war.
Many left Ireland to avoid the poverty induced by government oppression and
absenctee-landlordism, and from Scotland and Switzerland, too, people came
fleeing the specter of poverty. By 1690, the American population had risen to a
quarter of a million. From then on, it doubled every 25 years until, in 1775,
it numbered more than two and a half million.
For the most part, non-English
colonists adapted themselves t the culture of the original settlers. But this
did not mean that all settlers transformed themselves into Englishmen. True,
they adopted the English language and law and many English customs, but only as
these had been modified by conditions in America. the result was a unique
culture−a blend of English and continental European
conditioned by the environment of the New World.
Although a man and his family
could move from Massachusetts to Virginia, or from South Carolina to
Pennsylvania, without making many basic readustments, distinctions between
individual colonies were marked. They were even more marked between regional
groups of colonies.
The settlements fell into
fairly well-defined sections determined by geography. In the south, with its
warm climate and fertile soil, a predominately agrarian society developed. New
England in the northeast, a glaciated area strewn with boulders, was inferior
farm country, with generally thin, stony soil, relatively little level land,
short summers, and long winters. Turning to other pursuits, the New Englanders
harnessed water power and established gristmills and sawmills. Good stands of
timber encouraged shipbuilding. Excellent harbors promoted trade, and the sea
became a source of great wealth. In Massachusetts, the cod industry alone
quickly furnished a basis for prosperity.
Settling in villages and towns
around the harbors, New Englanders quickly adopted an urban existence, many of
them carrying on some trade or business. Common pastueland and common wood-lots
served the needs of townspeople, who worked small farms nearby. Compactness
made possible the village school, the village church, and the village or town
hall, where citizens met to discuss matters of common interest. Sharing
hardships, cultivating the same rocky soil, pursuing simple trades and crafts,
New Englanders rapidly acquired characteristics that marked them as a
self-reliant, independent people.
These qualities ahd manifested
themselves in the 102 sea-weary Pilgrims who first landed on the peninsula of
Cape Cod, projecting into the Atlantic from southeastern Massachusetts. They
had sailed to America under the auspices of the London (Virginia) Company and
were thus intended for settlement in Virninia, but their ship, the Mayflower,
made its landfall far to the north. After some weeks of exploring, the
colonists decided not to make the trip to Virginia but to remain where they
were. They chose the area near Plymouth harbor as a site for their colony, and
though the rigors of the first winter were severe, the settlement survived.
Strict Religion Rules New England
Even while Plymouth struggled
for existence, other settlements were founded nearby. The one that occupied the
Massachusetts Bay region (Boston) after 1630 played a significant part in the
development of all New England. Established by 25 men who had obtained a royal
charter and led by Governor John Winthrop, the Massachusetts Bay settlers were
determined to succeed and promptly turned to the stern business of making a
living.
Within the first 10 years 65
preachers arrived, and the development of a theocracy in Massachusetts took
place as a consequence of its leaders' deep convictions. In theory, church and
state were separate, but actually they were one, all institutions being
subordinated to religion. Soon a system of government that was theocratic and
authoritarian evolved. At town meetings, however, there was opportunity for
discussion of public problems, and settlers received a certain amount of
experience in self-government. Although the towns developed around the church
organization, the whole population, by the very exigencies of frontier life,
shared in vicil obligations. Still, for years, the clergy and conservative
laymen attempted to maintain conformity.
They did not succeed in binding
the minds of all their citizens. Roger Williams, a rebellious clergyman,
questioned both the right of taking the Indians' land and the wisdom of keeping
church and state united. For spreading his "new and dangerous opinion
against the authority of the magistrates," he was banished from the colony
by the general court. He found refuge among friendly Indians in neighboring
Rhode Island and soon established a colony there based on the concepts that men
might worship as they wished and that church and state would be forever
separate.
But heretics were not the only
ones who left Massachusetts. Orthodox Puritans too, seeking better lands and
opportunities, made their way from the colony. News of the fertility of the
Connecticut River Vallery, for instance, attracted the interest of farmers
having a difficult time with poor land; many were ready to brave the danger of
Indian attack to obtain level ground and deep rich soil. Significantly, such
groups, in setting up a government, extended the franchise by eliminating
church membership as a prerequisite for voting. Other Massachusetts settlers
filtered into the region to the north, and soon New Hampshire and Maine were
colonized by men and women seeking liberty and land.
While the Massachusetts Bay
Coony was indirectly extending its influence, it was growing apace at home and
expanding its commerce. From the middle of the century onward, it grew
prosperous, and Boston became one of America's greatest ports. Oak timber for
ships' hulls, tall pines for spars and masts, and pitch for the seams of ships
came from the northeastern forests. Building their own vessels and sailing them
to ports all over the world, the shipmasters of Massachusetts Bay laid the
foundation for a trade that was to grow steadily in importance. By the end of
the colonial period, one-third of all vessels under the British flag were
American-built. Surplus food products, ship's stores, and wooden ware swelled
the exports. New England shippers soon discovered, too, that rum and slaves
were profitable commodities.
Society in the middle colonies,
the second great division, was far more varied, cosmopolitan, and tolerant than
in New England. Pennsylvania and its appendage, Delaware, owed their initial
success to William Penn, a Quaker whose aim was to attract settlers of numerous
faiths and nationalities. Determined that the colony should set an example of fair
and honest dealing with the Indians, Penn negotiated an agreement which,
scrupulously observed, maintained peace in the wilderness.
The colony functioned smoothly
and grew rapidly. Within a year after Penn's arrival 3,000 new citizens came to
Pennsylvania. The heart of the colony was Philadelphia, a city soon to be known
for its broad, tree-shaded streets, substantial brick and stone houses, and
busy docks. By the end of the colonial period, 30,000 people, representing many
languages, creeds, and traders, lived there. The Quakers, with their talent for
successful business enterprise, had made the city one of the thriving centers
of colonial America.
Though the Quakers dominated in
Philadelphia, elsewhere in Pennsylvania other strains were well represented.
Germans became the colony's most skillful farmers. Important, too, was their
knowledge of cottage industries―weaving, shoemaking, cabinetmaking, and
other crafts. Pennsylvania was also able the principal gateway into the New
World for immigrating Scotch-Irish. These were vigorous frontiersmen, taking
land where they wanted it and defending their rights with rifles. Believing in
representative government, religion, and education, they were the spearhead of
a new civilization as they pushed ever farther into the hinterland.
Mixed as were the people in
Pennsylvania, it was in New York that the polyglot nature of America was best
illustrated. By 1646, the population along the Hudson River included Dutch,
Flemings, Walloons, French, Danes, Norwegians, Swedes, English, Scots, Irish,
Germans Poles, Bohemians, Portuguese, and Italians―the
forerunners of millions to come.
Dutch Influences Remain
The Dutch possessed New
Netherland, later to be called New York, for 40 years. But they were not a
migrating people. Colonizing offered them neither political nor religious
advantages that they did not already enjoy in Holland. In addition, the Dutch
West India Company found it difficult to retain competent officials to
administer the colony. In 1664, with a revival of British interest in colonial
activity, the Dutch settlement was taken by conquest. Long after this, however,
the Dutch continued to exercise an important social and economic influence.
Their sharp-stepped, gable roofs became a permanent part of the scene, and their
merchants gave the city its bustling commercial atmosphere.
The Dutch also gave New York a
style of life quite different from that in Puritan Boston. In New York,
holidays were marked by feasting and merrymaking. And many Dutch traditions―such
as calling on one's neighbors on New Year's Day and celebrating the visit of
Saint Nicholas at Christmastime―survived for many years.
With the transfer from Dutch
authority, an English administrator, Richard Nicolls, set about remodeling the
legal structure of New York. He did this to gradually and with such wisdom that
he won the respect of Dutch as well as English. Town governments had the
autonomous characteristics of New England towns, and in a few years there was a
workable fusion between residual Dutchlaw and customs and English practices.
By 1696 nearly 30,000 people
lived in the province of New York. In the rich valleys of the Hudson, Mohawk,
and other rivers, great estates flourished. Tenant farmers and small
independent farmers contributed to the agricultural development of the region.
Rolling grasslands supplied feed for cattle, sheep, horses, and pigs; tobacco
and flax were planted; and fruits, especially apples, grew in abundance. The
fur trade also contributed to the growth of the colony. From Albany, 232
kilometers north of New York City, the Hudson River was a convenient waterway
for shipping furs to the busy port.
Agriculture Rules the South
In contrast to New England and
the middle colonies were the predominantly rural southern settlements,
Virginia, Maryland, the Carolinas, and Georgia. Jamestown, in Virginia, was the
first English colony to survive in the New World. Late in December 1606, a
group of about a hundred men, sponsored by a Lond colonizing company, had set
out in search of great adventure. They dreamed of finding gold; homes in the
wilderness were not their goal. Among them, Captain John Smith emerged as the
dominant figure, and despite quarrels, starvation, and Indian attacks, his will
held the little colony together through the first years.
In the earliest days, the
promoting company, eager for quick returns, required the colonists to
concentrate on producing lumber and other products for sale in the London
market, instead of permitting them to plant crops for their own subsistence.
After a few disastrous years the company eased its requirements and distributed
land to the colonists.
In 1612, a development occurred
that revolutionized the economy of Virginia. This was the discovery of a method
of curing Virginia tobacco to make it palatable to the European taste. The
first shipment of this tobacco reached London in 1614, and within a decade it
had become Virginia's chief source of revenue.
The cultivation of tobacco
exhausted the soil after several crops. Breaking new ground, planters scattered
up and down the numerous waterways. No towns dotted the region, and even
Jamestown, the capital, had only a few houses.
Though most settlers had come
to Virginia to improve their economic position, in Maryland, the neighboring
colony, religious as well as economic motives led to settlement. While seeking
to establish a refuge for Catholics there, the Calvert family was also
interested in creating estates that would bring profits. To that end, and to
avoid trouble with the British government, the Calverts encouraged Protestant
as well as Catholic immigration.
In social structure and in
government the Calverts tried to make Maryland an aristocratic land in the
ancient tradition, which they aspired to rule with all the prerogatives of
kings. But the spirit of independence ran strong in this frontier society. In
Maryland, as in the other colonies, the authorities could not circumvent the
settlers' stubborn insistence on the guarantees of personal liberty established
by English common law and the natural rights of subjects to participate in
government through representative assemblies.
Maryland developed an economy
very similar to that of Virginia. Devoted to agriculture with a dominant
tidewater class of great planters, both colonies had a back country into which
yeomen farmers steadily filtered. Both suffered the handicaps of a one-crop
system. And before the midpoint of the 18th century, both were profoundly
affected by black slavery.
In these two colonies the
wealthy planters took their social responsibilities seriously, serving as
justices of the peace, colonels of the militia, and members of the legislative
assemblies. But yeomen farmers also sat in popular assemblies and found their
way into political office. Their outspoken independence was a constant warning
to the oligarchy of planters not to encroach too far upon the rights of free
men.
By the late 17th and early 18th
centuries, the social structure in Maryland and Virginia had taken on the
qualities it would retain until the Civil War. Supported by slave labor, the
planters held most of the political power and the best land, built great
houses, adopted an aristocratic way of life, and kept in touch with the world
of culture overseas. Next in the socioeconomic scale were the farmers, placing
their hope for prosperity in the fresh soil of the back country. Least
prosperous were the small farmers, struggling for existence in competition with
slave-owning planters. In neither Virginia nor Maryland did a large trading
class develop, for the planters themselves traded directly with London.
It was reserved for the
Carolinas, with Charleston as the leading port, to develop into the trading
center of the south. There the settlers quickly learned to combine agriculture
and commerce, and the marketplace became a major source of prosperity. Dense
forests also brought revenue; lumber, tar, and resin from the long-leaf pine
provided some of the best shipbuilding materials in the world. Not bound to a
single crop as was Virginia, the Carolinas also produced and exported rice and
indigo. By 1750, more than 100,000 people lived in the two colonies of North
and South Carolina.
In the south, as everywhere
else in the colonies, the growth of the back country had special significance.
Men seeking greater freedom than could be found in the original tidewater
settlements pushed inland. Those who could not secure fertile land along the
coast, or who had exhausted the lands they held, found the hills farther west a
bountiful refuge. Soon the interior was dotted with thriving farms. Humble
farmers were not the only ones who found the hinterland attractive. Peter
Jefferson, for example, an enterprising surveyor―father of Thomas
Jefferson, third President of the United States―settled in the
hill country by acquiring 160 hectares of land for a bowl of punch.
Living on the edge of the
Indian country, making their cabins their fortresses, and relying on their own
sharp eyes and trusty muskets, frontiersmen became, of necessity, a sturdy,
self-reliant people. They cleared tracts in the wilderness, burned the brush,
and cultivated maize and wheat among the stumps. The men wore buckskin, the
women garments of cloth they had spun at home. Their food was venison, wild
turkey, and fish. They had their own amusements―great barbecues,
housewarmings for newly married couples, shooting matches, and contests where
quilted blankets were made.
Schooling and culture flourish
Already lines of cleavage were
discernible between the settled regions of the Atlantic seaboard and the inland
regions. Men from the back country made their voices heard in political debate,
combatting the inertia of custom and convention. A powerful force deterring
authorities in the older communities from obstructing progress and change was the
fact that anyone in an established colony could easily find a new home on the
frontier. Thus, time after time, dominant tidewater figures were obliged, by
the threat of a mass exodus to the frontier, to liberalize political policies,
land-grant requirements, and religious practices. Complacency could have small
place in the vigorous society generated by an expanding country. The movement
into the foothills was of tremendous import for the future of America.
Of equal significance for the
future were the foundations of American education and culture established in
the colonial period. Harvard College was founded in 1636 in Massachusetts. Near
the end of the century, the College of William and Mary was established in
Virginia. A few years later, the Collegiate School of Connecticut (later to
become Yale College) was chartered. But even more noteworthy was the growth of
a school system maintained by governmental authority. In 1647 the Massachusetts
Bay Colony, followed shortly by all the other New England colonies except Rhode
Island, provided for compulsory elementary education.
In the south, the farms and
plantations were so widely separated that community schools like those in the
more compact northern settlements were impossible. Some planters joined with
their nearest neighbors and hired tutors for their children; other children
were sent to England for schooling.
In the middle colonies, the
situation varied. Too busy with material progress to pay much attention to
educational matters, New York lagged far behind. Schools were poor, and only
sporadic efforts were made by the royal government to provide public
facilities. The College of New Jersey at Princeton, King's College (now
Columbia University) in New York City, and Queen's College (now Rutgers) in New
Brunswick, New Jersey, were not established until the middle of the 18th
century.
One of the most enterprising of
the colonies educationally was Pennsylvania. The first school there, begun in
1683, taught reading, writing, and keeping of accounts. Thereafter, in some
fashion, every Quaker community provided for the elementary teaching of its
children. More advanced training―in classical languages, history,
literature―was offered at the Friends Public School, which
still operates in Philadelphia as the William Penn Charter School. The school
was free to the poor, but parents who could were req2uired to pay tuition.
In Philadelphia, numerous
private schools with no religious affiliation taught languages, mathematics,
and natural science, and there were night schools for adults. Women were not
entirely overlooked, for private teachers instructed the daughters of
prosperous Philadelphians in French, music, dancing, painting, singing,
grammar, and sometimes even bookkeeping.
The intellectual and cultural
development of Pennsylvania reflected, in large measure, the vigorous
personalities of two men: James Logan and Benjamin Franklin. Logan was
secretary of the colony, and it was in his fine library that young Franklin
found the latest scientific works. In 1745, Logan erected a building for his
collection and bequeathed both building and books to the city. Franklin
contributed even more to the intellectual activity of Philadelphia. He formed a
club known as the Junto, which was the embryo of the American Philosophical Society.
His endeavors led, too, to the founding of a public academy that later
developed into the University of Pennsylvania. He was also a prime mover in the
establishment of a subscription library―which he called “the
mother of all North American subscription libraries.”
In the south, volumes of
history, Greek and Latin classics, science, and law were widely exchanged from
plantation to plantation. Charleston, South Carolina, already a center for
music, painting, and the theater, set up a provincial library before 1700. In
New England, the first immigrants had brought their own little libraries and
continued to import books from London. And as early as the 1680s, Boston
booksellers were doing a thriving business in works of classical literature,
history, politics, philosophy, science, theology, and belles-lettres.
The desire for learning did not
stop at the borders of established communities. On the frontier, the hardy
Scotch-Irish, though living in primitive cabins, were firm devotees of
scholarship, and they made great efforts to attract learned ministers to their
settlements.
Literary production in the
colonies was largely confined to New England. Here attention was concentrated
on religious subjects. Sermons were the most common products of the press. A famous
“hell and brimstone” minister, the
Reverend Cotton Mather, authored some 400 works, and his masterpiece, Magnalia
Christi Americana, was so prodigious that it had to be printed in London. In
this folio, the pageant of New England’s history is displayed by the region’s
most prolific writer. But the most popular single work was the Reverend Michael
Wigglesworth’s long poem, The Day of Doom, which described the
Last Judgment in terrifying terms.
The Press asserts its freedom
Cambridge, Massachusetts, boasted
a printing press, and in 1704, Boston’s first successful newspaper was
launched. Several others soon entered the field, not only in New England but
also in other regions. In New York, freedom of the press had its first
important test in the case of Peter Zenger, whose New York Weekly Journal,
begun in 1733, was spokesman for opposition to the government. After two years
of publication, the colonial governor could no longer tolerate Zenger’s
satirical barbs and had him thrown into prison on a charge of libel. Zenger
continued to edit his paper from jail during his nine-month trial, which
excited intense interest throughout the colonies. Andrew Hamilton, a prominent
lawyer defending him, argued that the charges printed by Zenger were true and
hence not libelous. The jury returned a verdict of not guilty, and Zenger went
free. This landmark decision helped establish in America the principle of
freedom of the press.
In all phases of colonial
development, a striking feature was the lack of controlling influence by the
English government. During their formative period, the colonies were, to a
large degree, free to develop as circumstances dictated. The English government
had taken no direct part in founding any of the colonies except Georgia, and
only gradually did it assume any part in their political direction.
The fact that the King had
transferred his immediate sovereignty over the New World settlements to stock
companies and proprietors did not of course, mean that the colonists in America
would necessarily be free of outside control. Under the terms of the Virginia
Company and Massachusetts Bay charters, complete governmental authority was
vested in the companies involved, and it was expected that these companies
would be resident in England. Inhabitants of America, the, would have no more
voice in their government than if the King himself had retained absolute rule.
Foreign Rule Breaks Down
In one way or another, however,
exclusive rule from the outside was broken down. The first step was a decision
by the London Company to grant Virginia colonists representation in the
government. In 1618 the Company issued instructions to its appointed governor
providing that free inhabitants of the plantations should elect representatives
to join with the governor and an appointive council in passing ordinances for
the welfare of the colony.
This proved to be one of the
most far-reaching events in the entire colonial period. From then on, it was
generally accepted that the colonists had a right to participate in their own
government. In most instances, the King, in making future grants, provided in
the charter that freemen of the colony involved should have a voice in
legislation affecting them. Thus, charters awarded to Cecil Calvert of
Maryland, William Penn of Pennsylvania, the proprietors of the Carolinas, and
the proprietors of New Jersey specified that legislation should be with
"the consent of the freemen."
In only tow cases was the
self-government provision omitted. These were New York, which was granted to
Charles II's brother, the Duke of York, later to become King James II; and
Georgia, which was granted to a group of "trustees." In both
instances the provisions for governance were short-lived., for the colonists
demanded legislative representation so insistently that the authorities soon
yielded.
At first, the right of
colonists to representation in the legislative branch of the government was of
limited importance. Ultimately, however, it served as a stepping stone to
almost complete domination by the settlers through elective assemblies, which
first seized and then utilized control over financial matters. In one colony
after another, the principle was established that taxes could not be levied, or
collected revenue spent−even to pay the salary of the governor
or other appointive officers−without the consent of the elected
representatives. Unless the governor and other colonial officials agreed to act
in accordance with the will of the popular assembly, the assembly refused to
appropriate money for vital functions. Thus there were instances of
recalcitrant governors who were voted either no salary at all or a salary of
one penny. In the face of this threat, governors and other appointive officials
tended to become pliable to the will of the colonists.
British Reluctantly Yield
In New England, for many years,
there was even more complete self-government than in the other colonies. If the
Pilgrims had settled in Virginia, they would have been under the authority of
the London Company. However, in their own colony of Plymouth, they were beyond
any governmental jurisdiction. They decided to set up their own political
organization. Aboard the Mayflower, they adopted an instrument for government
called the "Mayflower Compact," to "combine ourselves together
into a civil body politic for our better ordering and preservation ... and by
virtue hereof to enact, constitute, and frame such just and equal laws,
ordinances, acts, constitutions, and offices ... as shall be thought most meet
and convenient for the general good of the colony.. " Although there was
no legal basis for the Pilgrims to establish a system of self-government, the
action was not contested and, under the compact, the Plymouth settlers were
able for many years to conduct their own affairs without outside interference.
A similar situation developed
when the Massachusetts Bay Company, which had been given the right to govern,
moved bodily to America with its charter, and thus full authority rested in the
hands of persons residing in the colony. The dozen or so original members of
the company who had come to America at first attempted to rule autocratically.
But the other colonists soon demanded a voice in public affairs and indicated
that refusal would lead to a mass migration.
Faced with this threat, the
company members yielded, and control of the government passed to elected
representatives. Sub-sequent New England colonies-New Haven, Rhode Island, and
Connecticut-also succeeded in becoming self-governing simply by asserting that
they were beyond any governmental authority and then setting up their own
political system modeled after that of the Pilgrims of Plymouth.
The assumption of
self-government in the colonies did not go entirely unchallenged. British
authorities took court action against the Massachusetts charter and in 1684 it
was annulled. Then all the New England colonies were brought under royal
control with complete authority vested in an appointive governor. The colonists
strenuously objected and, after the Revolution of 1688 in England, which
resulted in the overthrow of James II, they drove out the royal governor.
Rhode Island and Connecticut,
which now included the colony of New Haven, were able to reestablish their
virtually independent position on a permanent basis. Massachusetts, however,
was soon brought again under royal authority, but this time the people were
given a share in the government. As in the case of other colonies, this
"share" was gradually extended until it became virtual dominance,
effective use being made here as elsewhere of control over finances. Still,
governors were continually instructed to force adherence to policies that
conformed to overall English interests, and the English Privy Council continued
to exercise a right of review of colonial legislation. But the colonists proved
adept at circumventing these restraints.
Beginning in 1651, the English
government, from time to time, passed laws regulating certain aspects of
colonial economic life, some beneficial to America, but most favoring England.
Generally, the colonists ignored those that they deemed most detrimental.
Although the British occasionally tried to secure better enforcement, their
efforts were invariably short-lived, and the authorities returned to a policy
of "salutary neglect."
The large measure of political
independence enjoyed by the colonies naturally resulted in their growing away
from Britain, becoming increasingly "American" rather than
"English." This tendency was strongly reinforced by the blending of
other national groups and cultures that was simultaneously taking place.
How this process operated and
the manner in which it laid the foundations of a new nation were vividly
described in 17S2 by French-born agriculturist I. Hector St. John Crevecoeur:
"What then is the American, this new man?" he asked in his Letters
from an American Farmer. "He is either a European, or the descendant of a
European, hence that strange mixture of blood, which you find in no other
country I could point out to you a family whose grandfather was an Englishman,
whose wife was Dutch, whose son married a French woman, and whose present four
sons have now four wives of different nations. He is an American, who, leaving
behind him all his ancient prejudices and manners receives new ones from the
new mode of life he has embraced, the new government he obeys, and the new rank
he holds...." '
THE WAR OF INDEPENDENCE
"We hold these truths to
be self-evident, that all men are created equal, that they are endowed by their
Creator with certain unalienable rights, that among these are life, liberty,
and the pursuit of happiness. " The Declaration of Independence, July 4,
1776.
John Adams, second President of
the United States, declared that the history of the American Revolution began
as far back as 1620. "The Revolution,” he said, "was effected before
the war commenced. The Revolution was in the minds and hearts of the
people." The principles and passions that led the Americans to rebel
ought, he added, "to be traced back for two hundred years and sought in
the history of the country from the first plantation in America."
As a practical matter, however,
the overt parting of the ways between England and America began in 1763, more
than a century and a half after the first permanent settlement had been founded
at Jamestown, Virginia. The colonies had grown vastly in economic strength and
cultural attainment, and virtually all had long years of self-government behind
them. Their combined population now exceeded 1,500,000-a six fold increase
since 1700.
The implications of the
physical growth of the colonies were far greater than mere numerical increase
would indicate. The 18th century brought a steady expansion from the influx of
immigrants from Europe, and since the best land near the seacoast had already
been occupied, new settlers had to push inland beyond the fall line of the
rivers. Traders explored the back country, brought back tales of rich valleys,
and induced farmers to take their families into the wilderness. Although their
hardships were enormous, restless settlers kept coming, and by the 1730s
frontiersmen had already begun to
pour into the Shenandoah Valley.
Down to 1763, Great Britain had
formulated no consistent policy to her colonial possessions. The guiding
principle was the confirmed mercantilist view that colonies should supply the
mother country with raw materials and not compete in manufacturing. But policy
was poorly enforced, and the colonies had never thought of themselves as
subservient. Rather, they considered themselves chiefly as commonwealths or
states, much like England herself, having only a loose association with
authorities in London.
At infrequent intervals,
sentiment in England was aroused and efforts were made by Parliament or the
Crown to subordinate the economic activities and governments of the colonies to
England's will and interest-efforts to which the majority of the colonists were
opposed. The remoteness afforded by a vast ocean allayed tears of reprisal the
colonies might otherwise have had.
Added to this remoteness was
the character of life itself in early America. From countries limited in space
and dotted with populous towns, the settlers had come to a land of seemingly
unending reach. On such a continent natural conditions stressed the importance
of the individual
FRONTIER FOSTERS SELF-RELIANCE
The colonists-inheritors of the
traditions of the English man's long struggle for political
liberty-incorporated concepts of freedom into Virginia's first charter. This
provided that English colonists were to exercise all liberties, franchises, and
immunities "as if they had been abiding and born within this our Realm of
England." They were, then, to enjoy the benefits of the Magna Charta and
the common law.
In the early days, the colonies
were able to hold fast to then heritage of rights because of the King's
arbitrary assumption that they were not subject to parliamentary control. In
addition, for years afterward, the kings of England were too preoccupied with a
great struggle in England itself a struggle which culminated in the Puritan
Revolution- to enforce then will. Before Parliament could bring its attention
to the task of molding the American colonies to an imperial polio, they had
grown strong and prosperous in their own right.
From the first year after they
had set foot upon the new continent, the colonists had functioned according to
the English law and constitution-with legislative assemblies, a representative
system of government, and a recognition of the common-law guarantees of
personal liberty. But increasingly legislation became American in point of
view, and less and less attention was paid to English practices and precedents.
Nevertheless, colonial freedom from effective English control was not achieved
without conflict, and colonial history abounds in struggles between the
assemblies elected by the people and the governors appointed by the King.
Still, the colonists were often
able to render the royal governors powerless, for, as a rule, governors had
"no subsistence but from the Assembly." Governors were sometimes
instructed to give profitable offices and land grants to influential colonists
to secure their support for royal projects but, as often as not, the colonial
officials, once they had secured these emoluments, espoused the popular cause
as strongly as ever.
The recurring clashes between
governor and assembly worked increasingly to awaken the colonists to the
divergence between American and English interests,. Gradually, the assemblies
took over the functions of the governors and their councils, which were made up
of colonists selected for their docile support of royal power, and the center
of colonial administration shifted from London to the provincial capitals.
Early in the 1770s, following the final expulsion of the French from the North
American continent, an attempt was made to bring about a drastic change in the
relationship between the colonies and the mother country.
BRITISH AND IRENCH CLASH
While the British had been
tilling the Atlantic coastal area with farms, plantations, and towns, the
French had been planting a different kind of dominion in the St. Lawrence
Valley in eastern Canada. Having sent over* fewer settlers but more explorer's,
missionaries, and fur traders, France had taken possession of the Mississippi
River and, by a line of forts and trading posts, marked out a great
crescent-shaped empire stretching from Quebec in the northeast to New Orleans m
the south. Thus they tended to pin the British to the narrow belt east of the
Appalachian Mountains.
The British had long resisted
what they considered "the encroachment of the French. As early as 1613, local clashes
occurred between Trench and English colonists Eventually, there was organized
warfare, the American counterpart of the larger conflict between England and
France. Thus, between 1689 and 1697, "King William's War" was fought
as the American phase of the European "War of the Palatinate." From
1702 to 1713, "Queen Anne s War" corresponded to the "War of the
Spanish Succession." And from 1744 to 1748, "King George's War"
paralleled the "War of the Austrian Succession." Though England
secured certain advantages from these wars, the struggles were generally
indecisive, and France remained in a strong position on the American continent.
In the 1750s, the conflict was
brought to a final phase. The French, after the Peace of Aix-la-Chapelle in
1748, tightened their hold on the Mississippi Valley. At the same time, the
movement of English colonists across the Alleghenies increased in tempo,
stimulating a race for physical possession of the same territory. An armed
clash in 1754, involving Virginia militiamen under the command of 22-year-old
George Washington and a band of
French regulars, ushered in the "French and Indian War" with the
English and their Indian allies fighting the French and their Indian allies.
This was destined to determine once and for all French or English supremacy in
North America.
Never had there been greater
need for action and unity in the British colonies. The French threatened not
only the British Empire but the American colonists themselves, for in holding
the Mississippi Valley, France could check their westward expansion. The French
government of Canada and Louisiana had not only increased in strength but had
also in prestige with the Indians, even the Iroquois, the traditional allies of
the British. With a new war, every British settler wise in Indian matters knew
that drastic measures would be needed to ward off disaster.
FIRST STIRRING OF UNITY
At this juncture, the British
Board of Trade, hearing reports of deteriorating relations with the Indians,
ordered the governor of New York and commissioners from the other colonies to
call a meeting of the Iroquois chiefs to frame a joint treaty. In June 1754,
representatives of New York, Pennsylvania, Maryland, and the New England
colonies met with the Iroquois at Albany. The Indians aired their grievances,
and the delegates recommended
appropriate action.
The Albany Congress, however,
transcended its original purpose of solving Indian problems. It declared a
union of the American colonies "absolutely necessary for their
preservation,' and the colonial representatives present adopted the Albany Plan
of Union. Drafted by Benjamin Franklin, the plan provided that a president
appointed by the King act with a grand council of delegates chosen by the
assemblies, each colony to be represented in proportion to its financial
contributions to the general treasury. The government was to have charge of all
British interests in the west-Indian treaties, trade, defense, and settlement.
But none of the colonies accepted Franklin's plan, for none wished to surrender
either the power of taxation or control over the development of the west.
The colonies offered little
support for the war as a whole, all schemes failing to bring them "to a
sense of their duty to the King." The colonists could see the war only as
a struggle for empire on the part of England and France. They felt no
compunction when the British government was obliged to send large numbers of
regular troops to wage colonial battles. Nor did they regret that the
"redcoats," rather than provincial troops, won the war. Nor did they
see any reason for curtailing commerce that, in effect, constituted "trade
with the enemy.”
In spite of this lack of wholehearted
colonial support and in spite of several early military defeats, England's
superior strategic position and her competent leadership ultimately brought
complete victory. After eight years of conflict, Canada and the upper
Mississippi Valley were finally conquered, and the dream of a French empire in
North America faded.
Having triumphed over France,
not only in America but in India and throughout the colonial world generally,
Britain was compelled to face a problem that she had hitherto neglected-the
governance of her empire. It was essential that she now organize her vast
possessions to facilitate defense, reconcile the divergent interests of
different areas and peoples, and distribute more evenly the cost of imperial
administration.
In North America alone, British
overseas territories had more than doubled. To the narrow strip along the
Atlantic coast had been added the vast expanse of Canada and the territory
between the Mississippi River and the Alleghenies, an empire in itself. A
population that had been predominantly Protestant English and Anglicized
continentals now included Catholic French and large numbers of partly
Christianized Indians. Defense and administration of the new territories, as
well as the old, would require huge sums of money and increased personnel. The
“old colonial system" was obviously inadequate. Even during the exigencies
of a war imperiling the very existence of the colonists themselves the system
had proved incapable of securing colonial cooperation or support. What then could
be expected in time of peace when no external danger loomed?
COLONISTS RESIST
Clear as was the British need
for a new imperial design, the situation in America was anything but favorable
to a change. Long accustomed to a large measure of independence, the colony
were demanding more, not less, freedom, particularly now that the French menace
had been eliminated. To put a new system into effect, to tighten control, the
statesmen of England had to contend with colonists trained to self-government
and impatient of interference.
One of the first things
attempted by the British was to organize the interior. The conquest of Canada
and of the Ohio Valley necessitated policies that would not alienate the
French and Indian inhabitants. But
here the Crown came into conflict
with the interests of the colonies, which, fast increasing in
population, were bent upon exploiting the newly won territories themselves.
Needing new land, various colonies claimed the right to extend their boundaries
as tar west as the Mississippi River.
The British government, tearing
that farmers migrating into the new lands would provoke a series of Indian
wars, believed that the restive Indians should be given time to settle down and
that lands should be opened to colonists on a more gradual basis. In 1763, a
royal proclamation reserved all the western territory between the Alleghines,
the Floridas, the Mississippi, and Quebec for the use of the Indians, Thus the
Crown attempted to sweep away every western land claim of the thirteen colonies
and to stop westward expansion. Though never effectively enforced this measure,
in the eves of the colonists, constituted a high-handed disregard of then most
elementary right to occupy and utilize western lands as needed.
More serious m its repercussions
was the new financial policy of the British government, which needed more money
to support the growing empire. Unless the taxpayer in England was to supply it
all, the colonies would have to contribute. But revenue could be extracted from
the colonies only through a stronger central administration, at the expense of
colonial self-government.
The first step in inaugurating
the new system was the passage of the Sugar Act of 1764. This was designed to
raise revenue without regulating trade. In fact, it replaced the Molasses Act
of 1733, which had placed a prohibitive duty on the import of rum and molasses
from non-English areas. The amended Sugar Act forbade the importation of
foreign rum; put a modest duty on molasses from all sources; and levied duties
on wines, silks, coffee, and a number of other luxury items. To enforce it, customs
officials were ordered to show more energy and strictness. British warships in
American waters were instructed to seize smugglers, and "writs of
assistance" (blanket warrants) authorized the King's officers to search
suspected premises.
TAXATION WITHOUT REPRESENTATION
AT ISSUE
It was not so much the new
duties that caused consternation among New England merchants. It was rather the
fact that steps were being taken to enforce them effectively, an entirely new development.
For over a generation, New Englanders had been accustomed to importing the
larger part of the molasses for their rum distilleries from the French and
Dutch West Indies without paying a duty. They now contended that payment of
even the small duty imposed would be ruinous.
As it happened, the preamble to
the Sugar Act gave the colonists an opportunity to rationalize their discontent
on constitutional grounds. The power of Parliament to tax colonial commodities
for the regulation of trade had long been accepted in theory though not always
in practice, but the power to tax "for improving the revenue of this
Kingdom," as stated in the Revenue Act of 1764, was new and hence debatable.
The constitutional issue became
an entering wedge in the great dispute that was finally to wrest the American
colonies from England. "One single act of Parliament," wrote James
Otis, fiery orator from Massachusetts, "has set more people a-thinking in six
months, more than they had done in their whole lives before." Merchants,
legislatures, and town meetings protested against the
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